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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,733 | $48,116-56.9% | $99,475-79.2% | $77,775-73.3% |
| Participation rate | 27.9% | 60.0%-32.0pp | 73.8%-45.9pp | 73.2%-45.3pp |
| Annual return | 56.51% | 23.23%+33.3pp | 30.72%+25.8pp | 32.58%+23.9pp |
| Employer contribution / active EE | $0 | $1,057-100.0% | $2,540-100.0% | $2,504-100.0% |
| Participant deferral / active EE | $2,474 | $2,238+10.6% | $3,619-31.6% | $3,966-37.6% |
| Admin fee / account holder | $2 | $87-97.6% | $6,252-100.0% | $100-97.9% |