Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA RETIREMENT SOL, LLC Service code 15 · EIN 13-3689044 | Recordkeeping | $37,742 |
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL CORPORATION Service code 27 · EIN 04-3046611 | Advisory (Plan) | $34,015 |
NOVA 401(K) ASSOCIATES1+ years Filed as: NOVA 401(K) ASSOCIATES LP Service code 15 · EIN 20-1181458 | Recordkeeping | $11,225 |
T ROWE PRICE RPS INC1+ years Service code 15 1307 POINT STREET · BALTIMORE, MD 21231 | Recordkeeping | $2,708 |
24 funds of $250K or more; 28 lines in all, holding $21.3M of the plan's $23.0M. From the 2025 filing. Recordkeeper: Transamerica (Aegon).
| Fund | Dollars | % of funds% |
|---|---|---|
| ii) Mutual Funds: AM Funds 2050 Target Retire R6 Manager not matched · Mutual fund | $2.3M | 10.9% |
| iii) Common collective trust: Large CAP Grth II R1 Manager not matched · Collective trust | $2.3M | 10.6% |
| TRP U.S. EQ Research - I T. Rowe Price · Other | $1.7M | 7.8% |
| Large CAP Value R1 Manager not matched · Other | $1.5M | 7.0% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $1.1M | 5.3% |
| AM Funds 2040 Target Retire R6 Manager not matched · Mutual fund | $1.1M | 5.1% |
| TRP Intl Value Equity - I T. Rowe Price · Other | $1.0M | 4.8% |
| JPMorgan Core Bond Fund Class R6 JPMorgan · Mutual fund | $1.0M | 4.7% |
| AM Funds 2035 Target Retire R6 Manager not matched · Mutual fund | $981K | 4.6% |
| AM Funds 2045 Target Retire R6 Manager not matched · Mutual fund | $861K | 4.0% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.