Retirement plan

PASTERNACK TILKER ZIEGLER WALSH STANTON & ROMANO LLP PROFIT SHARING PLAN

Name: PASTERNACK TILKER ZIEGLER WALSH STANTON & ROMANO LLP - PASTERNACK TILKER ZIEGLER WALSH STANTON & ROMANO LLP PROFIT SHARING PLAN (2017) Form 5500
Creator: PASTERNACK TILKER ZIEGLER WALSH STANTON & ROMANO LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, PASTERNACK TILKER ZIEGLER WALSH STANTON & ROMANO LLP PROFIT SHARING PLAN, PASTERNACK TILKER ZIEGLER WALSH STANTON & ROMANO LLP

PASTERNACK TILKER ZIEGLER WALSH STANTON & ROMANO LLPEIN 27-2901122Plan #001PY 2017

551 FIFTH AVENUE SUITE 520 - NEW YORK, NY 10176212-341-7999LinkedIn51-200 employeeslaw practice

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$14.3M

+12.4% from 2016

Total participants

110

-0.9% from 2016

Average account balance

$129,911

+13.4% from 2016

Annual return

15.14%

+9.32 pp from 2016

Benchmarks

See 25,067 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort25,067 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$12.68M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$87K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

145

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$906K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.87%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$194

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
MERRILL LYNCH PIERCE FENNER & SMITH1 year Filed as: MERRILL LYNCH Service code 19 601 LEXINGTON AVENUE 47TH FL · NEW YORK, NY 10022	Securities Custodian	$98,879
TRANSAMERICA RETIREMENT SOLUTIONS1 year Service code 15 · EIN 13-3689044	Recordkeeping	$15,815

Plan features & details

Pension benefit codes2A2E2F2H2J3B3D

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$111K

$1149 / participant

Investment mgmt$111K100.0%

% of EOY assets

0.780%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: MARKS PANETH LLP
Auditor EIN: 113518842
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$129,911

$85,766+51.5%

$136,298-4.7%

$70,126+85.3%

Participation rate

100.0%

74.2%+25.8pp

81.9%+18.1pp

69.5%+30.5pp

Annual return

15.14%

31.46%-16.3pp

5156.27%-5141.1pp

73.15%-58.0pp

Employer contribution / active EE

$3,276

$2,966+10.4%

$4,696-30.2%

$2,343+39.8%

Participant deferral / active EE

$2,508

$5,051-50.4%

$6,247-59.9%

$3,332-24.7%

Admin fee / account holder

$1,013

$5,421-81.3%

$9,244-89.0%

$4,645-78.2%

Provider

Service type

Compensation

MERRILL LYNCH PIERCE FENNER & SMITH1 year

Filed as: MERRILL LYNCH

Service code 19

601 LEXINGTON AVENUE 47TH FL · NEW YORK, NY 10022

Securities Custodian

$98,879

TRANSAMERICA RETIREMENT SOLUTIONS1 year

Service code 15 · EIN 13-3689044

Recordkeeping

$15,815

PASTERNACK TILKER ZIEGLER WALSH STANTON & ROMANO LLP PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

PASTERNACK TILKER ZIEGLER WALSH STANTON & ROMANO LLP PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion