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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $21,219 |
LPL FINANCIAL1 year Service code 15 · EIN 04-3046611 | Recordkeeping | $14,908 |
NEXT FINANCIAL GROUP INC1 year Filed as: NEXT FINANCIAL GROUP Service code 15 · EIN 54-1900002 | Recordkeeping | $14,352 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.