Retirement plan

UNITED GROWTH CAPITAL MANAGEMENT LLC 401(K) PLAN

Name: UNITED GROWTH CAPITAL MANAGEMENT LLC - UNITED GROWTH CAPITAL MANAGEMENT LLC 401(K) PLAN (2016) Form 5500
Creator: UNITED GROWTH CAPITAL MANAGEMENT LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, UNITED GROWTH CAPITAL MANAGEMENT LLC 401(K) PLAN, UNITED GROWTH CAPITAL MANAGEMENT LLC

UNITED GROWTH CAPITAL MANAGEMENT LLCEIN 27-0827994Plan #001PY 2016

1000 FOURTH STREET, SUITE 290 - SAN RAFAEL, CA 94901415-707-7015

Other plans on this EIN

1 filing

#002Retirement-$588K assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$139K

+46.1% from 2015

Total participants

0.0% from 2015

Average account balance

$27,808

+46.1% from 2015

Annual return

6.10%

-1.04 pp from 2015

Benchmarks

See 13,988 peers

Peer group

Industry53 - Real Estate and Rental and Leasing

Plan typeDefined contribution

Participants<25

Cohort13,988 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$762K

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$85K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

90.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$62K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+65.13%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$7794

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$27,808

$215,361-87.1%

$171,082-83.7%

$273,972-89.9%

Participation rate

100.0%

82.0%+18.0pp

76.7%+23.3pp

83.0%+17.0pp

Annual return

6.10%

25.14%-19.0pp

32.56%-26.5pp

41.46%-35.4pp

Employer contribution / active EE

$4,876

$4,967-1.8%

$4,002+21.8%

$4,869+0.1%

Participant deferral / active EE

$4,650

$5,543-16.1%

$4,797-3.1%

$5,287-12.1%

Admin fee / account holder

$10,846-100.0%

$8,520-100.0%

$10,133-100.0%

UNITED GROWTH CAPITAL MANAGEMENT LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

UNITED GROWTH CAPITAL MANAGEMENT LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Audit opinion

Benchmarks

Service providers

Opportunity flags

Audit opinion