Retirement plan

APTIV SALARIED RETIREMENT SAVINGS PROGRAM

Name: APTIV CORPORATION - APTIV SALARIED RETIREMENT SAVINGS PROGRAM (2019) Form 5500
Creator: APTIV CORPORATION
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, APTIV SALARIED RETIREMENT SAVINGS PROGRAM, APTIV CORPORATION

APTIV CORPORATIONEIN 27-0791190Plan #002PY 2019

EMPLOYEE BENEFITS, 5725 INNOVATION DRIVE - TROY, MI 48098248-729-2669

Other plans on this EIN

1 filing

#004Retirement-$328.1M assets

Prospect flagsLow returnsCorrective distributions

How to read this page

Total assets (EOY)

$1586.1M

-1.6% from 2016

Total participants

7,089

+3.0% from 2016

Average account balance

$224,336

-4.5% from 2016

Annual return

19.07%

-9.55 pp from 2016

Benchmarks

See 822 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants1,000-4,999

Cohort822 peers

Snapshot2019

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Analytics

Total assets (EOY)

Plan-year ending balance

$1.60B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$267K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

5,993

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$65.52M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$28K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.07%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$85

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 5 by compensation

Provider	Service type	Compensation
FIDELITY INVESTMENTS INSTITUTIONAL5+ years Service code 15 · EIN 04-2647786	Recordkeeping	$218,900
FIDELITY INVESTMENTS INSTITUTIONAL4 years Filed as: FIDELITY MGMT TRUST CO Service code 19 · EIN 04-3022712	Securities Custodian	$133,700
NEPC, LLC5+ years Filed as: NEPC, LLP Service code 27 · EIN 26-1429809	Advisory (Plan)	$125,400
ERNST & YOUNG LLP5+ years Service code 10 · EIN 34-6565596	Accounting	$50,300
DICKINSON WRIGHT5+ years Service code 29 · EIN 38-1364333	Legal	$6,800

Reportable transactions (Schedule G)

1 row

Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.

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Plan features & details

Pension benefit codes2E2F2G2J2K2R2S2T3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$1.1M

$326 / participant

Investment mgmt$125K11.7%
Other / not subdivided$945K88.3%

% of EOY assets

0.067%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: ERNST & YOUNG LLP
Auditor EIN: 346565596
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$224,336

$105,173+113.3%

$87,102+157.6%

$77,775+188.4%

Participation rate

99.4%

85.8%+13.6pp

76.9%+22.5pp

73.2%+26.2pp

Annual return

19.07%

24.52%-5.4pp

28.19%-9.1pp

32.58%-13.5pp

Employer contribution / active EE

$8,556

$2,890+196.0%

$2,521+239.3%

$2,504+241.7%

Participant deferral / active EE

$13,449

$5,048+166.4%

$4,048+232.2%

$3,966+239.1%

Admin fee / account holder

$151

$105+44.7%

$7,493-98.0%

$100+51.2%

Provider

Service type

Compensation

FIDELITY INVESTMENTS INSTITUTIONAL5+ years

Service code 15 · EIN 04-2647786

Recordkeeping

$218,900

FIDELITY INVESTMENTS INSTITUTIONAL4 years

Filed as: FIDELITY MGMT TRUST CO

Service code 19 · EIN 04-3022712

Securities Custodian

$133,700

NEPC, LLC5+ years

Filed as: NEPC, LLP

Service code 27 · EIN 26-1429809

Advisory (Plan)

$125,400

ERNST & YOUNG LLP5+ years

Service code 10 · EIN 34-6565596

Accounting

$50,300

DICKINSON WRIGHT5+ years

Service code 29 · EIN 38-1364333

Legal

$6,800

APTIV SALARIED RETIREMENT SAVINGS PROGRAM

Summary metrics

Benchmarksi

Analytics

Service providersi

Reportable transactions (Schedule G)

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

APTIV SALARIED RETIREMENT SAVINGS PROGRAM

Summary metrics

Benchmarksi

Analytics

Service providersi

Reportable transactions (Schedule G)

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion