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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $26,169 |
401K GENERATION1+ years Filed as: 401K GENERATION INC Service code 15 · EIN 26-4477125 | Recordkeeping | $25,090 |
ADP BROKER-DEALER1+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,606 | $40,174-51.2% | $84,023-76.7% | $67,582-71.0% |
| Participation rate | 76.3% | 62.7%+13.6pp | 69.0%+7.2pp | 71.3%+5.0pp |
| Annual return | 39.64% | 25.82%+13.8pp | 71.32%-31.7pp | 378.57%-338.9pp |
| Employer contribution / active EE | $1,432 | $808+77.4% | $1,984-27.8% | $2,148-33.3% |
| Participant deferral / active EE | $3,417 | $2,301+48.5% | $3,239+5.5% | $3,539-3.5% |
| Admin fee / account holder | $129 | $128+0.9% | $6,102-97.9% | $142-9.0% |