Retirement plan

ASSET MARKETING SERVICES 401(K) RETIREMENT PLAN

Name: AMS HOLDINGS, LLC - ASSET MARKETING SERVICES 401(K) RETIREMENT PLAN (2024) Form 5500
Creator: AMS HOLDINGS, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ASSET MARKETING SERVICES 401(K) RETIREMENT PLAN, AMS HOLDINGS, LLC

AMS HOLDINGS, LLCEIN 26-4713528Plan #001PY 2024

1300 CORPORATE CENTER CURVE - EAGAN, MN 55121952-707-7181

Prospect flagsFailed to transmit contributions

Top hat statement on fileNQDC

Filed January 13, 2013 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$25.6M

+11.0% from 2023

Total participants

299

-1.0% from 2023

Average account balance

$95,411

+10.2% from 2023

Annual return

13.13%

-3.71 pp from 2023

Benchmarks

See 490 peers

Peer group

Industry45 - Retail Trade

Plan typeDefined contribution

Participants100-249

Cohort490 peers

Snapshot2024

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$25.57M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$95K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

268

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

87.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.36M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.13%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$265

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 10 of 17 by compensation

Provider	Service type	Compensation
T ROWE PRICE RPS INC10+ years Filed as: T. ROWE PRICE RPS, INC Service code 15 · EIN 52-1309931	Recordkeeping	$71,058
AMERICAN CENTURY9 years Filed as: AMERICAN CENTURY INVESTMENT Service code 28 · EIN 20-0623152	Investment Management	$0
AMERICAN FUNDS5 years Service code 28 · EIN 95-1411037	Investment Management	$0
BAIRD INSURANCE SERVICES INC6 years Filed as: BAIRD Service code 28 615 E. MICHIGAN ST · MILWAUKEE, WI 53202	Investment Management	$0
COLUMBIA10+ years Filed as: COLUMBIA FUNDS Service code 28 · EIN 93-0577450	Investment Management	$0
EAGLE CAPITAL MANAGEMENT, LLC10+ years Filed as: EAGLE ASSET Service code 28 · EIN 59-3171014	Investment Management	$0
EAGLEASSET7 years Service code 28	Investment Management	$0
FIDELITY INVESTMENTS INSTITUTIONAL9 years Filed as: FIDELITY Service code 28 · EIN 04-2647786	Investment Management	$0
FRANKLIN TEMPLETON10+ years Service code 28 · EIN 13-2670991	Investment Management	$0
INVESCO10+ years Service code 28 · EIN 26-4521338	Investment Management	$0

Plan features & details

Pension benefit codes3D2E2J3H2K2F2G2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$71K

$295 / participant

Other / not subdivided$71K100.0%

% of EOY assets

0.278%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: EIDE BAILLY LLP
Auditor EIN: 450250958
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$95,411

$59,006+61.7%

$97,260-1.9%

$74,459+28.1%

Participation rate

87.1%

63.7%+23.4pp

72.7%+14.5pp

67.2%+19.9pp

Annual return

13.13%

16.04%-2.9pp

75.54%-62.4pp

1369.70%-1356.6pp

Employer contribution / active EE

$1,257

$1,894-33.6%

$2,721-53.8%

$2,626-52.1%

Participant deferral / active EE

$8,531

$3,671+132.4%

$4,262+100.2%

$4,350+96.1%

Admin fee / account holder

$265

$1,974-86.6%

$5,640-95.3%

$1,945-86.4%

Provider

Service type

Compensation

T ROWE PRICE RPS INC10+ years

Filed as: T. ROWE PRICE RPS, INC

Service code 15 · EIN 52-1309931

Recordkeeping

$71,058

AMERICAN CENTURY9 years

Filed as: AMERICAN CENTURY INVESTMENT

Service code 28 · EIN 20-0623152

Investment Management

AMERICAN FUNDS5 years

Service code 28 · EIN 95-1411037

Investment Management

BAIRD INSURANCE SERVICES INC6 years

Filed as: BAIRD

Service code 28

615 E. MICHIGAN ST · MILWAUKEE, WI 53202

Investment Management

COLUMBIA10+ years

Filed as: COLUMBIA FUNDS

Service code 28 · EIN 93-0577450

Investment Management

EAGLE CAPITAL MANAGEMENT, LLC10+ years

Filed as: EAGLE ASSET

Service code 28 · EIN 59-3171014

Investment Management

EAGLEASSET7 years

Service code 28

Investment Management

FIDELITY INVESTMENTS INSTITUTIONAL9 years

Filed as: FIDELITY

Service code 28 · EIN 04-2647786

Investment Management

FRANKLIN TEMPLETON10+ years

Service code 28 · EIN 13-2670991

Investment Management

INVESCO10+ years

Service code 28 · EIN 26-4521338

Investment Management

ASSET MARKETING SERVICES 401(K) RETIREMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ASSET MARKETING SERVICES 401(K) RETIREMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion