Retirement plan

COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT)

Name: COHEN SEQUOIA ENTERPRISES LTD. - COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) (2023) Form 5500
Creator: COHEN SEQUOIA ENTERPRISES LTD.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT), COHEN SEQUOIA ENTERPRISES LTD.

COHEN SEQUOIA ENTERPRISES LTD.EIN 26-4094604Plan #003PY 2023

1350 EUCLID AVENUE, SUITE 800 - CLEVELAND, OH 441151877216-579-1040

Other plans on this EIN

2 filings

#001Retirement-$61.1M assets #002Retirement-$7.5M assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$51.4M

+18.2% from 2022

Total participants

363

+1.1% from 2022

Average account balance

$149,092

-2.7% from 2022

Annual return

21.02%

+33.90 pp from 2022

Benchmarks

See 3,230 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort3,230 peers

Snapshot2023

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$64.28M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$170K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

379

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$4.90M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$15K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+21.20%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$18

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59	Shareholder Servicing	$0
CHARLES SCHWAB & CO., INC.6 years Service code 59 · EIN 94-1737782	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2A2E2F2G3B

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$4K

$13 / participant

Recordkeeping$4K100.0%

% of EOY assets

0.008%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: CORBETS & ASSOCIATES, INC.
Auditor EIN: 341738426
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$149,092

$95,438+56.2%

$135,982+9.6%

$74,473+100.2%

Participation rate

94.4%

78.2%+16.2pp

81.9%+12.5pp

70.7%+23.6pp

Annual return

21.02%

32.61%-11.6pp

68.32%-47.3pp

34.36%-13.3pp

Employer contribution / active EE

$11,217

$3,878+189.2%

$4,859+130.8%

$2,638+325.1%

Participant deferral / active EE

$7,790-100.0%

$7,760-100.0%

$4,530-100.0%

Admin fee / account holder

$12

$259-95.3%

$10,767-99.9%

$347-96.5%

Provider

Service type

Compensation

CHARLES SCHWAB & CO., INC.4 years

Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL

Service code 59

Shareholder Servicing

CHARLES SCHWAB & CO., INC.6 years

Service code 59 · EIN 94-1737782

Shareholder Servicing

COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion