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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES FINANCIAL SVCS Service code 55 | Other Commissions | $18,293 |
Service code 37 · EIN 04-8647786 | Loan Processing | $1,831 |
ADP BROKER-DEALER1 year Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $720 |
Service code 55 · EIN 04-3523567 | Other Commissions | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,958 | $65,378-58.8% | $87,103-69.1% | $65,186-58.6% |
| Participation rate | 86.0% | 75.3%+10.6pp | 76.9%+9.1pp | 70.2%+15.8pp |
| Annual return | 26.56% | 31.28%-4.7pp | 28.19%-1.6pp | 29.39%-2.8pp |
| Employer contribution / active EE | $2,183 | $1,823+19.7% | $2,521-13.4% | $2,177+0.3% |
| Participant deferral / active EE | $3,498 | $3,389+3.2% | $4,049-13.6% | $3,514-0.4% |
| Admin fee / account holder | $13 | $520-97.4% | $7,491-99.8% | $847-98.4% |