Retirement plan

AAS SERVICES, LLC 401(K) PLAN

Name: AAS SERVICES, LLC - AAS SERVICES, LLC 401(K) PLAN (2021) Form 5500
Creator: AAS SERVICES, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, AAS SERVICES, LLC 401(K) PLAN, AAS SERVICES, LLC

AAS SERVICES, LLCEIN 26-2685053Plan #002PY 2021

1597 COLE BLVD, SUITE 200 - LAKEWOOD, CO 80401303-420-9724

Prospect flagsLow participationLow assets / participantLow employer contributionLow participant contribution

How to read this page

Total assets (EOY)

$4M

+37.0% from 2020

Total participants

586

+40.9% from 2020

Average account balance

$19,398

-24.9% from 2020

Annual return

22.15%

-7.68 pp from 2020

Benchmarks

See 1,509 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants250-999

Cohort1,509 peers

Snapshot2021

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

Not enough data

0 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-100.00%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

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Service providers

Top 4 by compensation

Provider	Service type	Compensation
FISHER INVESTMENTS2 years Filed as: FISHER ASSET MANAGEMENT, LLC Service code 27 5525 NW FISHER CREEK DR · CAMAS, WA 98607	Advisory (Plan)	$25,434
ASCENSUS LLC2 years Service code 15 · EIN 11-3665754	Recordkeeping	$17,031
FISHER INVESTMENTS1 year Service code 50 · EIN 20-2480800	Direct Payment	$3,173
TD AMERITRADE, INC.1 year Service code 33 · EIN 82-0543156	Securities brokerage; Direct payment ...	$7

Plan features & details

Pension benefit codes2A2E3D2G2J2K2R2F2T3H

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

4 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.

Expense breakdown

Schedule H Part II

Admin total

$46K

$80 / participant

Investment mgmt$29K62.7%
Contract admin$17K37.3%
Other / not subdivided$70.0%

% of EOY assets

1.131%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: BDO USA, LLP
Auditor EIN: 135381590
Audit fees: (not subdivided)
Opinion code: Unqualified

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$19,398

$111,491-82.6%

$189,513-89.8%

$86,799-77.7%

Participation rate

33.5%

87.3%-53.9pp

87.8%-54.4pp

72.3%-38.8pp

Annual return

22.15%

83.50%-61.3pp

555.15%-533.0pp

97.91%-75.8pp

Employer contribution / active EE

$664

$3,951-83.2%

$6,162-89.2%

$2,405-72.4%

Participant deferral / active EE

$1,089

$6,437-83.1%

$8,221-86.8%

$4,131-73.6%

Admin fee / account holder

$219

$189+16.3%

$12,045-98.2%

$170+29.4%

Provider

Service type

Compensation

FISHER INVESTMENTS2 years

Filed as: FISHER ASSET MANAGEMENT, LLC

Service code 27

5525 NW FISHER CREEK DR · CAMAS, WA 98607

Advisory (Plan)

$25,434

ASCENSUS LLC2 years

Service code 15 · EIN 11-3665754

Recordkeeping

$17,031

FISHER INVESTMENTS1 year

Service code 50 · EIN 20-2480800

Direct Payment

$3,173

TD AMERITRADE, INC.1 year

Service code 33 · EIN 82-0543156

Securities brokerage; Direct payment ...

AAS SERVICES, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

AAS SERVICES, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion