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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC1 year Filed as: MMA SECURITIES Service code 27 · EIN 22-3570392 | Advisory (Plan) | $25,403 |
Service code 37 · EIN 04-2647786 | Loan Processing | $20,905 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,064 | $47,163-10.8% | $149,696-71.9% | $74,460-43.5% |
| Participation rate | 48.3% | 63.4%-15.1pp | 78.8%-30.4pp | 70.7%-22.4pp |
| Annual return | 26.57% | 22.75%+3.8pp | 134.46%-107.9pp | 34.38%-7.8pp |
| Employer contribution / active EE | $3,137 | $1,907+64.5% | $4,821-34.9% | $2,638+18.9% |
| Participant deferral / active EE | $5,877 | $2,730+115.3% | $5,682+3.4% | $4,530+29.7% |
| Admin fee / account holder | $185 | $343-46.1% | $13,212-98.6% | $348-46.9% |