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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 24 EAST COTA STREET · SANTA BARBARA, CA 93101 | Advisory (Plan) | $325,234 |
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $231,230 |
Filed as: COTA STREET INVESTMENT MANGEMENT Service code 28 24 EAST COTA STREET · SANTA BARBARA, CA 93101 | Investment Management | $129,629 |
APB RETIREMENT1 year Filed as: APB RETIREMEN Service code 13 | Contract Administrator | $94,349 |
APB RETIREMENT1 year Service code 13 115 VIP DRIVE · WEXFORD, PA 15090 | Contract Administrator | $73,334 |
Service code 10 8610 N NEW BRAUNFELS AVE SUITE 101 · SAN ANTONIO, TX 78217 | Accounting | $12,500 |
BENEFIT TRUST COMPANY3 years Service code 99 5901 COLLEGE BLVD. · OVERLAND PARK, KS 66211 | Other Fees | -$1,264 |
19 funds of $250K or more; 17 lines in all, holding $43.4M of the plan's $91.7M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Fidelity Freedom Index, mutual fund, 72% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity Freedom Index Fidelity (FMR) · Mutual fund Target-date, 13 vintages | $31.3M | 72.2% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $3.8M | 8.7% |
| Forfeitures Manager not matched · Other | $2.0M | 4.5% |
| AB US Large Cap Growth CIT W Series P1 AllianceBernstein · Collective trust | $1.1M | 2.6% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $982K | 2.3% |
| Fidelity Global ex U.S. Index Fund Fidelity (FMR) · Mutual fund Index | $826K | 1.9% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $617K | 1.4% |
| MFS International Diversification Fund R6 MFS (Sun Life) · Mutual fund | $582K | 1.3% |
| Putnam Large Cap Value Trust II Class R Franklin Templeton · Collective trust | $558K | 1.3% |
| Small CAP Growth Fund R6 Class American Century · Mutual fund | $505K | 1.2% |
Added 1 fund.
| Fund | Year-end value |
|---|---|
| AddedSmall CAP Growth Fund R6 Class | $505K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line, 3 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.