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| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC7 years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 200 DRYDEN ROAD · DRESHER, PA 19025 | Recordkeeping | $19,653 |
CETERA FINANCIAL GROUP6 years Filed as: CETERA ADVISOR NETWORKS Service code 17 · EIN 95-3845382 200 N. PACIFIC COAST HWY. · EL SEGUNDO, CA 90245 | Pension Consulting | $18,784 |
BAKER TILLY US, LLP3 years Filed as: BAKER TILLY VANTAGEN LLC Service code 17 · EIN 23-2932984 2599 WILMINGTON ROAD · NEW CASTLE, PA 16105 | Pension Consulting | $4,731 |
4 funds of $250K or more; 7 lines in all, holding $3.0M of the plan's $3.0M. From the 2024 filing. Recordkeeper: Ascensus.
Target-date series: Vanguard Target Retirement, mutual fund, 47% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 10 vintages | $1.4M | 46.8% |
| Vanguard LifeStrategy 60/40 Fund Investor Shares Vanguard · Mutual fund | $798K | 26.8% |
| Vanguard LifeStrategy 80/20 Fund Investor Shares Vanguard · Mutual fund | $632K | 21.2% |
| Vanguard LifeStrategy Consv Growth Inv Vanguard · Mutual fund | $110K | 3.7% |
| Vanguard LifeStrategy 20/80 Fund Investor Shares Vanguard · Mutual fund | $39K | 1.3% |
| Vanguard Strategic Equity Fund Investor Shares Vanguard · Mutual fund | $7K | 0.2% |
| Mutual Funds and Money Market Funds: Vanguard Vanguard · Money market | $1K | <0.1% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.