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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $8,359 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,061 | $74,024+13.6% | $78,002+7.8% | $57,658+45.8% |
| Participation rate | 39.9% | 79.7%-39.8pp | 75.5%-35.6pp | 70.2%-30.3pp |
| Annual return | 7.81% | 12.14%-4.3pp | 425.99%-418.2pp | 5.13%+2.7pp |
| Employer contribution / active EE | $561 | $2,365-76.3% | $2,470-77.3% | $1,974-71.6% |
| Participant deferral / active EE | $1,272 | $3,533-64.0% | $3,497-63.6% | $3,061-58.4% |
| Admin fee / account holder | $60 | $93-35.9% | $5,481-98.9% | $95-36.8% |