Filed October 11, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAP FINANCIAL PARTNERS LLC Service code 27 · EIN 26-0058143 4208 SIX FORKS ROAD, SUITE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $30,385 |
TIAA3 years Service code 15 · EIN 13-1624203 730 THIRD AVE. · NEW YORK, NY 10017 | Recordkeeping | $12,057 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,493 | $60,795+40.6% | $69,455+23.1% | $65,185+31.2% |
| Participation rate | 97.2% | 74.9%+22.4pp | 74.6%+22.6pp | 70.2%+27.0pp |
| Annual return | 14.84% | 17.46%-2.6pp | 28.97%-14.1pp | 29.38%-14.5pp |
| Employer contribution / active EE | $1,184 | $2,452-51.7% | $2,779-57.4% | $2,177-45.6% |
| Participant deferral / active EE | $3,133 | $3,162-0.9% | $3,535-11.4% | $3,514-10.8% |
| Admin fee / account holder | $113 | $314-64.1% | $3,839-97.1% | $847-86.7% |