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| Provider | Service type | Compensation |
|---|---|---|
NORTHEAST FINANCIAL GROUP1+ years Filed as: NORTHEAST FINANCIAL GROUP, INC. Service code 27 · EIN 23-2946836 | Advisory (Plan) | $36,906 |
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Finders' f... | $12,266 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,255 | $39,245+40.8% | $64,105-13.8% | $52,331+5.6% |
| Participation rate | 57.7% | 58.2%-0.5pp | 68.2%-10.5pp | 68.1%-10.4pp |
| Annual return | -1.08% | 14.79%-15.9pp | 791.24%-792.3pp | 4.54%-5.6pp |
| Employer contribution / active EE | $0 | $736-100.0% | $1,820-100.0% | $1,882-100.0% |
| Participant deferral / active EE | $1,537 | $1,992-22.8% | $2,822-45.5% | $3,022-49.1% |
| Admin fee / account holder | $473 | $592-20.2% | $4,499-89.5% | $592-20.1% |