Filed July 28, 2022 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $12,953 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $840 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,093 | $50,637+20.7% | $86,582-29.4% | $62,293-1.9% |
| Participation rate | 63.5% | 67.9%-4.4pp | 73.5%-10.0pp | 69.5%-6.0pp |
| Annual return | 31.12% | 20.80%+10.3pp | 965.08%-934.0pp | 28.90%+2.2pp |
| Employer contribution / active EE | $4,204 | $2,075+102.6% | $2,839+48.1% | $2,042+105.9% |
| Participant deferral / active EE | $3,862 | $2,611+47.9% | $3,609+7.0% | $3,169+21.9% |
| Admin fee / account holder | $6 | $413-98.6% | $4,904-99.9% | $479-98.8% |