Filed November 14, 2017
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| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT4+ years Filed as: RBC CAPITAL MARKETS LLC Service code 26 60 SOUTH 6TH STREET, P08 · MINNEAPOLIS, MN 55402 | Advisory (Participants) | $22,855 |
NATIONWIDE4+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $3,580 |
NEWPORT GROUP, INC.4+ years Filed as: KIDDER BENEFITS CONSULTANTS, INC. Service code 15 5700 WESTOWN PKWY · WEST DES MOINES, IA 50266 | Recordkeeping | $3,451 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,067 | $37,196-54.1% | $154,108-88.9% | $55,725-69.4% |
| Participation rate | 64.7% | 64.1%+0.6pp | 83.0%-18.3pp | 70.9%-6.1pp |
| Annual return | -7.41% | 1319.68%-1327.1pp | 735.21%-742.6pp | 244.93%-252.3pp |
| Employer contribution / active EE | $766 | $1,614-52.5% | $5,298-85.5% | $2,078-63.1% |
| Participant deferral / active EE | $2,354 | $2,068+13.8% | $5,081-53.7% | $3,356-29.8% |
| Admin fee / account holder | $86 | $102-15.1% | $13,411-99.4% | $115-25.1% |