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| Provider | Service type | Compensation |
|---|---|---|
DUBUQUE BANK & TRUST COMPANY9+ years Filed as: DUBUQUE BANK & TRUST CO. Service code 15 · EIN 42-0223620 | Recordkeeping | $87,021 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,337 | $47,163+51.3% | $149,696-52.3% | $74,460-4.2% |
| Participation rate | 55.7% | 63.4%-7.7pp | 78.8%-23.1pp | 70.7%-15.1pp |
| Annual return | 18.72% | 22.75%-4.0pp | 134.46%-115.7pp | 34.38%-15.7pp |
| Employer contribution / active EE | $1,519 | $1,907-20.3% | $4,821-68.5% | $2,638-42.4% |
| Participant deferral / active EE | $3,526 | $2,730+29.2% | $5,682-37.9% | $4,530-22.2% |
| Admin fee / account holder | $272 | $343-20.7% | $13,212-97.9% | $348-21.8% |