Filed July 1, 2019 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Share... | $51,879 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $496 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $261,363 | $133,040+96.5% | $119,258+119.2% | $79,386+229.2% |
| Participation rate | 98.5% | 80.9%+17.7pp | 82.7%+15.8pp | 70.7%+27.8pp |
| Annual return | 14.47% | 20.05%-5.6pp | 30.69%-16.2pp | 116.85%-102.4pp |
| Employer contribution / active EE | $2,437 | $4,390-44.5% | $4,384-44.4% | $2,427+0.4% |
| Participant deferral / active EE | $13,967 | $6,448+116.6% | $6,111+128.6% | $4,046+245.2% |
| Admin fee / account holder | $322 | $686-53.1% | $7,226-95.5% | $626-48.6% |