Filings through .
Filed December 10, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
HOWARD SIMON & ASSOCIATES, INC.10+ years Filed as: HOWARD SIMON AND ASSOCIATES Service code 50 · EIN 42-1558009 | Direct Payment | $21,374 |
15 funds of $250K or more; 40 lines in all, holding $12.9M of the plan's $13.1M. From the 2025 filing. Recordkeeper: Not identified.
Target-date series: Vanguard Target Retirement, mutual fund, 18% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 9 vintages | $2.3M | 18.1% |
| Tiaa Traditional Non Benefit Responsive TIAA (Nuveen) · Insurance contract | $1.9M | 14.8% |
| Total Global Stock Account TIAA (Nuveen) · Mutual fund | $1.8M | 13.6% |
| Vanguard Growth Index Fund Vanguard · Mutual fund Index | $1.0M | 7.8% |
| Nuveen Lifecycle TIAA (Nuveen) · Mutual fund Target-date, 2 vintages | $951K | 7.4% |
| Vanguard 500 Index Fund Vanguard · Mutual fund Index | $839K | 6.5% |
| Growth Account TIAA (Nuveen) · Mutual fund | $556K | 4.3% |
| Vanguard Extended Market Index Fund Vanguard · Mutual fund Index | $304K | 2.4% |
| Traditional Investment Contracts Tiaa TIAA (Nuveen) · Insurance contract | $299K | 2.3% |
| Cref Equity Index TIAA (Nuveen) · Mutual fund Index | $291K | 2.3% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.