Retirement plan

ROSENBAUM & ASSOCIATES 401(K) PLAN

Name: ROSENBAUM & ASSOCIATES - ROSENBAUM & ASSOCIATES 401(K) PLAN (2018) Form 5500
Creator: ROSENBAUM & ASSOCIATES
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROSENBAUM & ASSOCIATES 401(K) PLAN, ROSENBAUM & ASSOCIATES

ROSENBAUM & ASSOCIATESEIN 23-2680252Plan #003PY 2018

1818 MARKET STREET, SUITE 3200 - PHILADELPHIA, PA 191033611215-569-0200rosenbaumfirm.comLinkedIn11-50 employees

Other plans on this EIN

2 filings

#005Retirement-$677K assets #004Retirement-$131K assets

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$2.7M

-22.4% from 2017

Total participants

+7.1% from 2017

Average account balance

$90,124

-27.5% from 2017

Annual return

-5.43%

-18.02 pp from 2017

Benchmarks

See 116,756 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants<25

Cohort116,756 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$4.79M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$111K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

119.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$413K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.50%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$31318

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$815K

$33949 / participant

Other / not subdivided$815K100.0%

% of EOY assets

30.135%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$90,124

$138,076-34.7%

$123,553-27.1%

$135,380-33.4%

Participation rate

100.0%

84.7%+15.3pp

82.3%+17.7pp

82.6%+17.4pp

Annual return

-5.43%

153.70%-159.1pp

119.21%-124.6pp

519.81%-525.2pp

Employer contribution / active EE

$3,263

$5,152-36.7%

$4,628-29.5%

$4,779-31.7%

Participant deferral / active EE

$5,999

$6,800-11.8%

$6,426-6.6%

$5,609+7.0%

Admin fee / account holder

$27,159

$10,917+148.8%

$9,284+192.5%

$10,828+150.8%

ROSENBAUM & ASSOCIATES 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROSENBAUM & ASSOCIATES 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion