Filed May 26, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIRST MERCANTILE TRUST Service code 15 · EIN 62-1549435 | Recordkeeping | $25,557 |
PENN INVESTMENT ADVISORS2 years Service code 26 · EIN 38-3802854 107 FLORAL VALE BLVD · YARDLEY, PA 19067 | Advisory (Participants) | $24,849 |
TAG RESOURCES, LLC1 year Service code 15 · EIN 62-1874769 | Recordkeeping | $7,471 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $5,286 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,662 | $75,388-77.9% | $123,544-86.5% | $55,725-70.1% |
| Participation rate | 64.1% | 75.7%-11.5pp | 82.3%-18.2pp | 70.9%-6.7pp |
| Annual return | 0.34% | 4.48%-4.1pp | 119.20%-118.9pp | 244.93%-244.6pp |
| Employer contribution / active EE | $920 | $3,063-70.0% | $4,628-80.1% | $2,078-55.7% |
| Participant deferral / active EE | $1,571 | $5,651-72.2% | $6,426-75.6% | $3,356-53.2% |
| Admin fee / account holder | $200 | $120+67.0% | $9,284-97.8% | $115+73.6% |