Filed June 24, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $105,963 |
Service code 15 · EIN 13-5674085 | Recordkeeping | $91,064 |
CLIFTONLARSONALLEN LLP4 years Filed as: CLIFTON LARSON ALLEN LLP Service code 15 · EIN 41-0746749 | Recordkeeping | $10,101 |
TD AMERITRADE, INC.6+ years Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $75 |
ADP BROKER-DEALER6+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,123 | $105,190+5.6% | $98,907+12.4% | $90,288+23.1% |
| Participation rate | 98.3% | 86.4%+12.0pp | 76.0%+22.3pp | 73.4%+25.0pp |
| Annual return | 15.88% | 18.52%-2.6pp | 196.43%-180.6pp | 53.97%-38.1pp |
| Employer contribution / active EE | $4,062 | $3,831+6.0% | $2,689+51.0% | $2,524+60.9% |
| Participant deferral / active EE | $5,155 | $5,616-8.2% | $4,244+21.5% | $4,232+21.8% |
| Admin fee / account holder | $160 | $97+64.6% | $6,642-97.6% | $114+40.5% |