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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.2+ years Filed as: WELLS FARGO ADVISORS Service code 33 · EIN 34-1542819 | Other fees; Securities brokerage; Oth... | $4,947 |
ASCENSUS LLC2+ years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 | Recordkeeping | $750 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,523 | $48,364+33.4% | $71,796-10.1% | $62,881+2.6% |
| Participation rate | 57.0% | 60.6%-3.6pp | 69.1%-12.1pp | 69.3%-12.3pp |
| Annual return | 4.94% | 13.16%-8.2pp | 78.04%-73.1pp | 20.14%-15.2pp |
| Employer contribution / active EE | $0 | $1,042-100.0% | $1,924-100.0% | $2,281-100.0% |
| Participant deferral / active EE | $2,819 | $2,091+34.8% | $2,794+0.9% | $3,203-12.0% |
| Admin fee / account holder | $8 | $3,771-99.8% | $4,815-99.8% | $4,296-99.8% |