Filed August 6, 2019 (most recent of 4 filings on file)
Total covered: 218 employees
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $57,017 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $1,160 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES3 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $225,544 | $101,523+122.2% | $141,162+59.8% | $77,787+190.0% |
| Participation rate | 100.0% | 77.4%+22.6pp | 82.5%+17.5pp | 73.2%+26.8pp |
| Annual return | 70.27% | 56.22%+14.0pp | 71.39%-1.1pp | 32.57%+37.7pp |
| Employer contribution / active EE | $5,931 | $3,341+77.5% | $4,735+25.3% | $2,504+136.8% |
| Participant deferral / active EE | $7,970 | $6,434+23.9% | $6,709+18.8% | $3,967+100.9% |
| Admin fee / account holder | $32 | $92-65.3% | $10,261-99.7% | $100-68.2% |