Filed November 7, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
BALDRIGE ASSET MANAGEMENT, LLC2+ years Service code 28 7540 WINDSOR DRIVE, SUITE 205 · ALLENTOWN, PA 18195 | Investment Management | $96,908 |
WELLS FARGO BANK, N.A.2+ years Filed as: WELLS FARGO ADVISORS Service code 27 5050 TILGHMAN STREET · ALLENTOWN, PA 18104 | Advisory (Plan) | $63,854 |
Filed as: THE DOUGLAS GROUP Service code 27 7424 WINDSOR DRIVE · ALLENTOWN, PA 18106 | Advisory (Plan) | $40,707 |
Filed as: BUCKLEY MUETHING CAPITAL MANAGEMENT Service code 27 1 BETHLEHEM PLAZA, SUITE 901 · BETHLEHEM, PA 18018 | Advisory (Plan) | $14,219 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $432,981 | $79,557+444.2% | $118,746+264.6% | $70,131+517.4% |
| Participation rate | 100.0% | 71.4%+28.6pp | 78.3%+21.7pp | 69.5%+30.5pp |
| Annual return | 9.22% | 25.64%-16.4pp | 24.54%-15.3pp | 73.14%-63.9pp |
| Employer contribution / active EE | $3,635 | $2,861+27.0% | $4,193-13.3% | $2,342+55.2% |
| Participant deferral / active EE | $6,171 | $4,089+50.9% | $5,332+15.7% | $3,332+85.2% |
| Admin fee / account holder | $2,034 | $5,374-62.1% | $10,720-81.0% | $4,645-56.2% |