Filed February 25, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Account ma... | $135,923 |
HIGHTOWER ADVISORS LLC4 years Service code 16 · EIN 36-4500709 | Consulting | $41,250 |
KREISCHER MILLER5+ years Service code 10 100 WITMER ROAD · HORSHAM, PA 19044 | Accounting | $22,995 |
FID INV INST OPS CO1 year Filed as: FID PLAN CONSULTING, LLC Service code 16 · EIN 47-1186155 | Consulting | $13,750 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $150 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $153,629 | $88,122+74.3% | $141,162+8.8% | $67,579+127.3% |
| Participation rate | 71.7% | 76.5%-4.8pp | 82.5%-10.8pp | 71.3%+0.4pp |
| Annual return | 20.02% | 75.40%-55.4pp | 71.39%-51.4pp | 378.56%-358.5pp |
| Employer contribution / active EE | $2,873 | $3,224-10.9% | $4,735-39.3% | $2,148+33.8% |
| Participant deferral / active EE | $4,986 | $5,958-16.3% | $6,709-25.7% | $3,539+40.9% |
| Admin fee / account holder | $301 | $131+130.3% | $10,261-97.1% | $142+111.9% |