Retirement plan

DILWORTH PAXSON LLP 401(K) SAVINGS PLAN FOR NON-EQUITY ATTORNEYS

Name: DILWORTH PAXSON LLP - DILWORTH PAXSON LLP 401(K) SAVINGS PLAN FOR NON-EQUITY ATTORNEYS (2016) Form 5500
Creator: DILWORTH PAXSON LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, DILWORTH PAXSON LLP 401(K) SAVINGS PLAN FOR NON-EQUITY ATTORNEYS, DILWORTH PAXSON LLP

DILWORTH PAXSON LLPEIN 23-1398811Plan #004PY 2016

1500 MARKET STREET, SUITE 3500E - PHILADELPHIA, PA 19102215-575-7000dilworthlaw.comLinkedIn51-200 employeeslaw practice

Other plans on this EIN

1 filing

#003Retirement-$41.0M assets

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$7.3M

+23.3% from 2015

Total participants

-2.5% from 2015

Average account balance

$96,103

+18.5% from 2015

Annual return

16.82%

+1.44 pp from 2015

Benchmarks

See 24,581 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort24,581 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$37.60M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$388K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$984K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$21K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.68%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$38418

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
PROFESSIONAL CAPITAL SERVICES, LLC2+ years Filed as: PROFESSIONAL CAPITAL SERVICES Service code 63 · EIN 23-3038464 TEN PENN CENTER, 1801 MARKET STREET · PHILADELPHIA, PA 19103	12b-1 Fees	$131
TD AMERITRADE, INC.2+ years Filed as: TD AMERITRADE Service code 33 · EIN 47-0533629 PO BOX 2226 · OMAHA, NE 681032226	Securities brokerage	$85

Plan features & details

Pension benefit codes2E2J2F2G2R3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$92K

$2303 / participant

Other / not subdivided$92K100.0%

% of EOY assets

1.261%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$96,103

$76,551+25.5%

$123,894-22.4%

$62,881+52.8%

Participation rate

97.5%

73.0%+24.5pp

81.4%+16.1pp

69.3%+28.2pp

Annual return

16.82%

18.68%-1.9pp

47.52%-30.7pp

20.14%-3.3pp

Employer contribution / active EE

$2,882-100.0%

$4,617-100.0%

$2,281-100.0%

Participant deferral / active EE

$11,948

$4,840+146.9%

$5,984+99.7%

$3,203+273.0%

Admin fee / account holder

$1,212

$4,826-74.9%

$8,357-85.5%

$4,296-71.8%

Provider

Service type

Compensation

PROFESSIONAL CAPITAL SERVICES, LLC2+ years

Filed as: PROFESSIONAL CAPITAL SERVICES

Service code 63 · EIN 23-3038464

TEN PENN CENTER, 1801 MARKET STREET · PHILADELPHIA, PA 19103

12b-1 Fees

$131

TD AMERITRADE, INC.2+ years

Filed as: TD AMERITRADE

Service code 33 · EIN 47-0533629

PO BOX 2226 · OMAHA, NE 681032226

Securities brokerage

$85

DILWORTH PAXSON LLP 401(K) SAVINGS PLAN FOR NON-EQUITY ATTORNEYS

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

DILWORTH PAXSON LLP 401(K) SAVINGS PLAN FOR NON-EQUITY ATTORNEYS

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion