Filed January 30, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FIRSTRUST, LLC1 year Filed as: FIRSTRUST FINANCIAL RESOURCES, LLC Service code 27 181 MARKET STREET, SUITE 2310 · PHILADELPHIA, PA 19103 | Advisory (Plan) | $30,000 |
Filed as: PORTFOLIO EVALUATION, INC Service code 16 15 INDEPENDENCE BLVD. · WARREN, NJ 07059 | Consulting | $14,069 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SRVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $2,486 |
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,065 | $81,537-4.3% | $149,718-47.9% | $69,631+12.1% |
| Participation rate | 93.9% | 86.1%+7.8pp | 87.1%+6.8pp | 70.7%+23.2pp |
| Annual return | 12.47% | 22.79%-10.3pp | 1501.63%-1489.2pp | 27571.02%-27558.6pp |
| Employer contribution / active EE | $1,649 | $3,239-49.1% | $5,445-69.7% | $2,032-18.8% |
| Participant deferral / active EE | $5,401 | $4,994+8.1% | $6,569-17.8% | $3,224+67.5% |
| Admin fee / account holder | $88 | $107-18.0% | $11,283-99.2% | $110-20.6% |