Filed March 30, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Account maintenance fees; Claims proc... | $330,005 |
Filed as: AXA ADVISORS, LLC Service code 16 1290 AVENUE OF THE AMERICAS · NEW YORK, NY 10104 | Consulting | $150,000 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 | Securities brokerage; Securities brok... | $0 |
Filed as: CHARLES SCHWAB & CO.,INC. Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,880 | $45,382+1.1% | $154,107-70.2% | $75,289-39.1% |
| Participation rate | 80.4% | 65.9%+14.5pp | 83.0%-2.6pp | 72.4%+8.0pp |
| Annual return | -6.18% | -0.47%-5.7pp | 735.12%-741.3pp | -0.04%-6.1pp |
| Employer contribution / active EE | $2,717 | $1,533+77.3% | $5,298-48.7% | $2,405+13.0% |
| Participant deferral / active EE | $3,530 | $2,384+48.1% | $5,081-30.5% | $3,739-5.6% |
| Admin fee / account holder | $125 | $89+40.4% | $13,411-99.1% | $102+22.6% |