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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC3 years Filed as: MMA SECURITIES Service code 99 | Other Fees | $35,051 |
Filed as: VOYA RETIREMENT ADVISORS LLC Service code 26 · EIN 02-0488491 | Advisory (Participants) | $15,014 |
ASCENSUS LLC5 years Filed as: ASCENSUS Service code 49 | Other Services | $6,755 |
ASCENSUS LLC3 years Filed as: ASCENSUS C/O FUTUREPLAN Service code 49 | Other Services | $0 |
MMA SECURITIES LLC3 years Service code 99 · EIN 22-3570392 | Other Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,508 | $45,343+75.4% | $150,298-47.1% | $67,986+16.9% |
| Participation rate | 61.7% | 51.9%+9.9pp | 77.8%-16.0pp | 57.2%+4.5pp |
| Annual return | 12.84% | 33.28%-20.4pp | 62.79%-49.9pp | 31.67%-18.8pp |
| Employer contribution / active EE | $1,250 | $1,462-14.5% | $4,154-69.9% | $2,019-38.1% |
| Participant deferral / active EE | $6,546 | $2,055+218.6% | $5,453+20.1% | $3,358+94.9% |
| Admin fee / account holder | $105 | $2,250-95.3% | $14,116-99.3% | $3,203-96.7% |