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| Provider | Service type | Compensation |
|---|---|---|
Filed as: AXA ADVISORS, LLC Service code 15 · EIN 13-4071393 | Recordkeeping | $6,701 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $5,701 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,146 | $106,247-55.6% | $147,096-67.9% | $77,714-39.3% |
| Participation rate | 58.3% | 78.4%-20.0pp | 82.2%-23.8pp | 70.6%-12.2pp |
| Annual return | 15.11% | 56.87%-41.8pp | 419.75%-404.6pp | 31.26%-16.1pp |
| Employer contribution / active EE | $1,518 | $4,069-62.7% | $4,936-69.2% | $2,727-44.3% |
| Participant deferral / active EE | $4,407 | $7,996-44.9% | $8,071-45.4% | $4,649-5.2% |
| Admin fee / account holder | $122 | $338-64.0% | $13,005-99.1% | $433-71.9% |