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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $31,906 |
UBS FINANCIAL SERVICES INC1+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $21,798 |
11 funds of $250K or more; 25 lines in all, holding $8.8M of the plan's $9.6M. From the 2025 filing. Recordkeeper: Fidelity (FMR).
Target-date series: Fidelity Freedom Index, mutual fund, 21% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity Freedom Index Fidelity (FMR) · Mutual fund Target-date, 10 vintagesRecordkeeper's own fund | $1.8M | 21.0% |
| JPMorgan U.S. Garp Equity Fund JPMorgan · Mutual fund | $1.6M | 18.6% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $1.3M | 14.4% |
| JPMorgan U.S. Value Fund JPMorgan · Mutual fund | $601K | 6.8% |
| MFS International Diversification Fund MFS (Sun Life) · Mutual fund | $532K | 6.0% |
| The Gabelli U.S. Treasury Money Market Fund Westwood · Money market | $520K | 5.9% |
| U.S. Vector Equity Portfolio - Institutional Class Dimensional · Mutual fund | $381K | 4.3% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $268K | 3.0% |
| ClearBridge International Growth I Franklin Templeton · Other | $266K | 3.0% |
| Federated Hermes Strategic Income Fund Federated Hermes · Mutual fund | $249K | 2.8% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.