Filings through .
Filed July 23, 2018
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP7 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $109,913 |
LPL FINANCIAL5 years Filed as: LPL FINANCIAL LLC - RPCP Service code 27 · EIN 04-3046611 | Advisory (Plan) | $40,688 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Filed as: WILSHIRE ADVISORS LLC Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
17 funds hold $32.2M of the plan's $32.5M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, mutual fund, 71% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Mutual fund Target-date, 12 vintagesRecordkeeper's own fund | $22.9M | 71.1% |
| LargeCap S&P 500 Index Fund Institutional Class Principal · Mutual fund IndexRecordkeeper's own fund | $2.9M | 9.0% |
| LargeCap Growth Fund I Institutional Class Principal · Mutual fund Recordkeeper's own fund | $1.5M | 4.7% |
| value value Money Mark Manager not matched · Other | $1.1M | 3.5% |
| Principal Core Plus Bond Fund Principal · Mutual fund Recordkeeper's own fund | $763K | 2.4% |
| International Equity Index Fund Institutional Class Principal · Mutual fund IndexRecordkeeper's own fund | $758K | 2.4% |
| MidCap S&P 400 Index Fund Institutional Class Principal · Mutual fund IndexRecordkeeper's own fund | $495K | 1.5% |
| Principal Equity Income Fund Principal · Mutual fund Recordkeeper's own fund | $352K | 1.1% |
| SmallCap S&P 600 Index Fund Institutional Class Principal · Mutual fund IndexRecordkeeper's own fund | $350K | 1.1% |
| Principal Mid Cap Fund Principal · Mutual fund Recordkeeper's own fund | $222K | 0.7% |
Added 1 fund, dropped 2 funds. Changed share class on 4 funds.
| Fund | Year-end value |
|---|---|
| Share class changeLargeCap Growth Fund I R-6 to LargeCap Growth Fund I Institutional Class | $1.4M to $1.5M |
| Share class changePrincipal Core Plus Bd Inst Fd to Principal Core Plus Bond Fund | $460K to $763K |
| AddedInternational Equity Index Fund Institutional Class | $758K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.