Filings through .
Filed May 19, 2023
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $67,556 |
MARSH & MCLENNAN AGENCY LLC5 years Filed as: MMA SECURITIES LLC Service code 55 PO BOX 9497 · NEW YORK, NY 10087 | Other Commissions | $40,308 |
EMPOWER ADVISORY GROUP, LLC4 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $8,995 |
Service code 99 1801 CALIFORNIA ST · DENVER, CO 80202 | Other Fees | $4,712 |
15 funds of $250K or more; 18 lines in all, holding $24.9M of the plan's $26.3M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Fidelity Freedom Index, mutual fund, 7% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $4.7M | 18.8% |
| Empower Guaranteed Investment Contract (at Contract Value) EI Fixed Empower · Insurance contract Recordkeeper's own fund | $3.9M | 15.5% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $3.0M | 12.1% |
| Vanguard Equity Income Fund Admiral Shares Vanguard · Mutual fund | $2.0M | 8.0% |
| Large Cap International Portfolio - Institutional Class Dimensional · Mutual fund | $2.0M | 8.0% |
| Fidelity Freedom Index Fidelity (FMR) · Mutual fund Target-date, 10 vintages | $1.7M | 7.0% |
| Federated Hermes Total Return Bond Fund Class R6 Shares Federated Hermes · Mutual fund | $1.7M | 6.8% |
| Vanguard Balanced Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.1M | 4.4% |
| Franklin Small-MID CAP Growth Fund Class R6 Franklin Templeton · Mutual fund | $1.0M | 4.1% |
| Franklin Small CAP Value Fund Class R6 Franklin Templeton · Mutual fund | $782K | 3.1% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.