Retirement plan

PUFF AND COCKERILL LLC 401K PROFIT SHARING PLAN

Name: JEFFREY V PUFF - PUFF AND COCKERILL LLC 401K PROFIT SHARING PLAN (2017) Form 5500
Creator: JEFFREY V PUFF
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, PUFF AND COCKERILL LLC 401K PROFIT SHARING PLAN, JEFFREY V PUFF

JEFFREY V PUFFdba PUFF AND COCKERILL LLCEIN 22-2872738Plan #003PY 2017

122 DELAWARE STREET, PO BOX 684 - WOODBURY, NJ 080967684856-845-0011

Prospect flagsHigh feesLow fidelity bond

How to read this page

Total assets (EOY)

$3M

+30.2% from 2016

Total participants

-4.5% from 2016

Average account balance

$143,326

No prior year

Annual return

25.42%

+21.32 pp from 2016

Benchmarks

See 114,324 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants<25

Cohort114,324 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$6.39M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$426K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

88.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$125K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+20.66%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$1720

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2G3B3E

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3E
One-participant plan combining with another plan
A one-participant plan that satisfies minimum coverage requirements of section 410(b) only when combined with another plan of the employer.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$34K

$1642 / participant

Other / not subdivided$34K100.0%

% of EOY assets

1.146%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$143,326

$150,447-4.7%

$136,298+5.2%

$147,586-2.9%

Participation rate

100.0%

84.4%+15.6pp

81.9%+18.1pp

82.8%+17.2pp

Annual return

25.42%

1049.15%-1023.7pp

5156.27%-5130.8pp

578.59%-553.2pp

Employer contribution / active EE

$2,489

$5,256-52.7%

$4,696-47.0%

$4,876-49.0%

Participant deferral / active EE

$4,405

$6,631-33.6%

$6,247-29.5%

$5,439-19.0%

Admin fee / account holder

$1,642

$10,906-84.9%

$9,244-82.2%

$10,886-84.9%

PUFF AND COCKERILL LLC 401K PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

PUFF AND COCKERILL LLC 401K PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion