Filed September 11, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO2 years Service code 15 · EIN 04-2647786 | Recordkeeping | $313,137 |
STRATEGIC ADVISORS, INC.5+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $188,426 |
SAGEPOINT FINANCIAL INC2 years Filed as: RESOURCE INVESTMENT ADVISORS Service code 16 · EIN 43-1451524 | Consulting | $40,773 |
NIXON PEABODY LLP2 years Service code 29 · EIN 16-0764720 | Legal | $16,613 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,543 | $83,057-53.6% | $143,801-73.2% | $89,433-56.9% |
| Participation rate | 96.5% | 74.0%+22.4pp | 80.3%+16.2pp | 71.3%+25.2pp |
| Annual return | -18.06% | -13.97%-4.1pp | -0.04%-18.0pp | -11.88%-6.2pp |
| Employer contribution / active EE | $3,155 | $2,095+50.6% | $4,952-36.3% | $3,021+4.4% |
| Participant deferral / active EE | $6,265 | $4,281+46.4% | $5,639+11.1% | $5,125+22.2% |
| Admin fee / account holder | $32 | $83-62.0% | $14,680-99.8% | $79-60.2% |