Filed October 27, 1998 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GALLAGHER BENEFIT SERVICES Service code 16 · EIN 13-3727333 | Consulting | $45,417 |
WITHUMSMITH+BROWN, PC1+ years Filed as: RUBIN BROWN Service code 10 · EIN 43-0765316 | Accounting | $12,600 |
SMART 401(K), LLC1+ years Filed as: SMART401K, LLC Service code 64 · EIN 20-0193857 | Recordkeeping Fees | $9,705 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$1,635 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,598 | $48,277+110.5% | $63,517+60.0% | $55,191+84.1% |
| Participation rate | 96.7% | 69.4%+27.3pp | 71.0%+25.6pp | 69.2%+27.5pp |
| Annual return | 0.10% | 2.37%-2.3pp | -70.30%+70.4pp | 10.78%-10.7pp |
| Employer contribution / active EE | $4,179 | $1,592+162.5% | $2,322+80.0% | $1,899+120.1% |
| Participant deferral / active EE | $5,376 | $2,432+121.0% | $2,953+82.0% | $3,046+76.5% |
| Admin fee / account holder | $131 | $86+52.7% | $5,892-97.8% | $91+44.6% |