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| Provider | Service type | Compensation |
|---|---|---|
AVANTAX INSURANCE AGENCY LLC2 years Filed as: HD VEST Service code 15 · EIN 75-2176682 | Recordkeeping | $52,350 |
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $12,331 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,943 | $106,236-45.5% | $112,263-48.4% | $64,824-10.6% |
| Participation rate | 86.7% | 71.7%+15.0pp | 75.1%+11.7pp | 71.5%+15.2pp |
| Annual return | -14.59% | -6.02%-8.6pp | 27.49%-42.1pp | 32.84%-47.4pp |
| Employer contribution / active EE | $2,776 | $3,167-12.3% | $3,636-23.7% | $2,507+10.7% |
| Participant deferral / active EE | $5,733 | $3,786+51.4% | $4,729+21.2% | $4,311+33.0% |
| Admin fee / account holder | $137 | $452-69.7% | $6,410-97.9% | $188-27.0% |