Filings through .
Filed August 21, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
RICHARDS INC.TRG2 years Filed as: RICHARDS INCORPORATED TRG INVESTMEN Service code 27 48 HARRIS PL, PO BOX 820 · BATTLEBORO, VT 05302 | Advisory (Plan) | $63,151 |
AMERICAN FUNDS5 years Filed as: CAPITAL GROUP RETIREMENT PLAN SVCS. Service code 64 6455 IRVINE CENTER DRIVE · IRVINE, CA 92618 | Recordkeeping Fees | $60,045 |
15 funds of $250K or more; 19 lines in all, holding $41.0M of the plan's $41.7M. From the 2024 filing. Recordkeeper: Capital Group.
Target-date series: American Funds Target Date, mutual fund, 88% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 13 vintagesRecordkeeper's own fund | $36.1M | 88.1% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $1.5M | 3.7% |
| American Funds Growth Fund of Amer R6 Capital Group · Mutual fund Recordkeeper's own fund | $580K | 1.4% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $454K | 1.1% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $330K | 0.8% |
| Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $316K | 0.8% |
| American Balanced Fund Class R-6 Capital Group · Mutual fund Recordkeeper's own fund | $235K | 0.6% |
| Dodge & Cox Income Fund Class I Dodge & Cox · Mutual fund | $226K | 0.6% |
| U.S. Targeted Value Portfolio - Institutional Class Dimensional · Mutual fund | $209K | 0.5% |
| Vanguard Explorer Fund Admiral Shares Vanguard · Mutual fund | $202K | 0.5% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.