Filed November 5, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAMBRIDGE INVESTMENT RESEARCH, INC Service code 28 · EIN 42-1445429 | Investment Management | $60,000 |
Service code 16 · EIN 47-1411118 | Consulting | $60,000 |
WITHUMSMITH+BROWN, PC1 year Service code 10 · EIN 22-2027092 | Accounting | $56,160 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $229,170 | $69,708+228.8% | $67,560+239.2% | $74,478+207.7% |
| Participation rate | 97.4% | 71.4%+26.0pp | 72.9%+24.5pp | 67.2%+30.2pp |
| Annual return | 12.94% | -40.67%+53.6pp | 3533.50%-3520.6pp | 1370.56%-1357.6pp |
| Employer contribution / active EE | $0 | $2,715-100.0% | $2,737-100.0% | $2,626-100.0% |
| Participant deferral / active EE | $10,789 | $3,637+196.6% | $4,004+169.4% | $4,350+148.0% |
| Admin fee / account holder | $588 | $887-33.8% | $3,994-85.3% | $1,946-69.8% |