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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Participan... | $107,034 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $158,937 | $89,588+77.4% | $133,698+18.9% | $77,762+104.4% |
| Participation rate | 86.2% | 74.3%+11.9pp | 76.4%+9.8pp | 70.6%+15.6pp |
| Annual return | 22.14% | 17.42%+4.7pp | 580.90%-558.8pp | 31.27%-9.1pp |
| Employer contribution / active EE | $3,602 | $3,491+3.2% | $4,218-14.6% | $2,728+32.0% |
| Participant deferral / active EE | $14,664 | $5,592+162.3% | $7,016+109.0% | $4,651+215.3% |
| Admin fee / account holder | $166 | $539-69.2% | $6,703-97.5% | $433-61.7% |