Filed March 7, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $30,856 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,369 | $30,147+163.3% | $58,482+35.7% | $80,160-1.0% |
| Participation rate | 68.1% | 34.4%+33.7pp | 50.9%+17.2pp | 72.9%-4.9pp |
| Annual return | 0.00% | 21.97%-22.0pp | 4239.32%-4239.3pp | 40.38%-40.4pp |
| Employer contribution / active EE | $1,010 | $528+91.4% | $1,053-4.1% | $2,978-66.1% |
| Participant deferral / active EE | $3,941 | $1,249+215.5% | $1,924+104.8% | $5,017-21.5% |
| Admin fee / account holder | $39 | $195-79.8% | $2,516-98.4% | $145-72.9% |