Filings through .
Filed November 18, 2019
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP10+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $70,017 |
CREATIVE PLANNING LLC4 years Filed as: CREATIVE PLANNING, INC. Service code 27 · EIN 43-1270780 | Advisory (Plan) | $33,418 |
12 funds of $250K or more; 26 lines in all, holding $13.4M of the plan's $14.3M. From the 2025 filing. Recordkeeper: Principal.
| Fund | Dollars | % of funds% |
|---|---|---|
| Common/Collective Trust Putnam Fidu Franklin Templeton · Collective trust | $2.7M | 20.4% |
| Prin LgCp S&P 500 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $1.4M | 10.5% |
| LargeCap Growth Fund I R-6 Principal · Mutual fund Recordkeeper's own fund | $1.3M | 10.0% |
| Putnam Ret Adv Trst 2045 X Franklin Templeton · Collective trust | $909K | 6.8% |
| Putnam Retiremt Adv Maturity X Franklin Templeton · Collective trust | $876K | 6.6% |
| Putnam Ret Adv Trst 2050 X Franklin Templeton · Collective trust | $829K | 6.2% |
| Principal Stable Value Inst Principal · Stable value Stable valueRecordkeeper's own fund | $751K | 5.6% |
| Putnam Retirement Adv Trust 2030 X Franklin Templeton · Collective trust | $620K | 4.6% |
| Putnam Retirement Adv Trust 2040 X Franklin Templeton · Collective trust | $577K | 4.3% |
| Vanguard Total International Stock Index Fund Admiral Shares Vanguard · Mutual fund Index | $480K | 3.6% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 70,940 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.