Retirement plan

DOLL DISTRIBUTING LLC 401(K) RETIREMENT PLAN

Name: DOLL DISTRIBUTING LLC - DOLL DISTRIBUTING LLC 401(K) RETIREMENT PLAN (2018) Form 5500
Creator: DOLL DISTRIBUTING LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, DOLL DISTRIBUTING LLC 401(K) RETIREMENT PLAN, DOLL DISTRIBUTING LLC

DOLL DISTRIBUTING LLCEIN 20-8016481Plan #004PY 2018

3501 23RD AVE - COUNCIL BLUFFS, IA 51501712-323-5701dolldistributing.comLinkedIn201-500 employeeswholesale

Prospect flagsLow returnsLow fidelity bond

How to read this page

Total assets (EOY)

$20.5M

-7.2% from 2017

Total participants

339

-0.3% from 2017

Average account balance

$65,247

-9.5% from 2017

Annual return

-7.55%

-25.29 pp from 2017

Benchmarks

See 1,274 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants250-999

Cohort1,274 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$35.48M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$91K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

390

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

90.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.95M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$5K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.82%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$178

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
PRINCIPAL LIFE INSURANCE COMPANY4+ years Filed as: PRINCIPAL LIFE INSURANCE Service code 13 · EIN 42-0127290	Contract Administrator	$45,419
SILVERSTONE ASSET MANAGEMENT INC4+ years Service code 27 · EIN 20-1113894	Advisory (Plan)	$43,775
GOLDLEAF PARTNERS1 year Filed as: GOLDLEAF PARTNERS SERVICES INC Service code 13 · EIN 45-0514557 8009 34TH AVENUE SOUTH, SUITE 320 · MINNEAPOLIS, MN 55425	Contract Administrator	$28,366

Plan features & details

Pension benefit codes2E2G2J2K2R2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$63K

$211 / participant

Contract admin$63K100.0%

% of EOY assets

0.307%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MCGOWAN, HURST, CLARK & SMITH, P.C.
Auditor EIN: 421104473
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$65,247

$62,267+4.8%

$110,243-40.8%

$55,725+17.1%

Participation rate

91.6%

78.1%+13.5pp

79.8%+11.8pp

70.9%+20.8pp

Annual return

-7.55%

-1.07%-6.5pp

314.76%-322.3pp

244.93%-252.5pp

Employer contribution / active EE

$1,092

$1,941-43.8%

$3,827-71.5%

$2,078-47.5%

Participant deferral / active EE

$3,244

$3,516-7.7%

$4,672-30.6%

$3,356-3.3%

Admin fee / account holder

$200

$121+65.5%

$8,548-97.7%

$115+73.8%

Provider

Service type

Compensation

PRINCIPAL LIFE INSURANCE COMPANY4+ years

Filed as: PRINCIPAL LIFE INSURANCE

Service code 13 · EIN 42-0127290

Contract Administrator

$45,419

SILVERSTONE ASSET MANAGEMENT INC4+ years

Service code 27 · EIN 20-1113894

Advisory (Plan)

$43,775

GOLDLEAF PARTNERS1 year

Filed as: GOLDLEAF PARTNERS SERVICES INC

Service code 13 · EIN 45-0514557

8009 34TH AVENUE SOUTH, SUITE 320 · MINNEAPOLIS, MN 55425

Contract Administrator

$28,366

DOLL DISTRIBUTING LLC 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

DOLL DISTRIBUTING LLC 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion