Retirement plan

OCULAR THERAPEUTIX, INC. EMPLOYEE RETIREMENT PLAN

Name: OCULAR THERAPEUTIX, INC. - OCULAR THERAPEUTIX, INC. EMPLOYEE RETIREMENT PLAN (2017) Form 5500
Creator: OCULAR THERAPEUTIX, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, OCULAR THERAPEUTIX, INC. EMPLOYEE RETIREMENT PLAN, OCULAR THERAPEUTIX, INC.

OCULAR THERAPEUTIX, INC.EIN 20-5560161Plan #001PY 2017

15 CROSBY DRIVE - BEFORD, MA 01730781-357-4000ocutx.comLinkedIn51-200 employeespharmaceuticals

Prospect flagsRecently reached 100 employees

How to read this page

Total assets (EOY)

$3.5M

+47.2% from 2016

Total participants

150

+22.0% from 2016

Average account balance

$29,318

+22.2% from 2016

Annual return

22.39%

+8.48 pp from 2016

Benchmarks

See 5,160 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,160 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$25.13M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$67K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

375

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

92.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$4.25M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$16K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+19.73%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$285

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
SUMMIT FINANCIAL CORPORATION1 year Service code 33 · EIN 04-3222046	Other fees; Securities brokerage	$7,716
MASSACHUSETTS MUTUAL LIFE INS. CO.1 year Filed as: MASS MUTUAL Service code 15 · EIN 26-1589907	Recordkeeping	$885
MASSACHUSETTS MUTUAL LIFE INS. CO.1 year Filed as: MASS MUTUAL RETIREMENT SERVICES LLC Service code 15	Recordkeeping	$0

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

InformationalRecently reached 100 employees
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.

Expense breakdown

Schedule H Part II

Admin total

$885

$8 / participant

Contract admin$885100.0%

% of EOY assets

0.026%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: ALEXANDER, ARONSON & FINNING
Auditor EIN: 042571780
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$29,318

$80,753-63.7%

$136,298-78.5%

$62,293-52.9%

Participation rate

72.9%

73.5%-0.7pp

81.9%-9.0pp

69.5%+3.4pp

Annual return

22.39%

35.83%-13.4pp

5156.27%-5133.9pp

28.90%-6.5pp

Employer contribution / active EE

$2,884-100.0%

$4,696-100.0%

$2,042-100.0%

Participant deferral / active EE

$8,005

$5,164+55.0%

$6,247+28.1%

$3,169+152.6%

Admin fee / account holder

$525-98.6%

$9,244-99.9%

$479-98.4%

Provider

Service type

Compensation

SUMMIT FINANCIAL CORPORATION1 year

Service code 33 · EIN 04-3222046

Other fees; Securities brokerage

$7,716

MASSACHUSETTS MUTUAL LIFE INS. CO.1 year

Filed as: MASS MUTUAL

Service code 15 · EIN 26-1589907

Recordkeeping

$885

MASSACHUSETTS MUTUAL LIFE INS. CO.1 year

Filed as: MASS MUTUAL RETIREMENT SERVICES LLC

Service code 15

Recordkeeping

OCULAR THERAPEUTIX, INC. EMPLOYEE RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

OCULAR THERAPEUTIX, INC. EMPLOYEE RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion