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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC1+ years Filed as: EMPOWER ANNUITY INSURANCE Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $16,812 |
DUNBAR, BENDER & ZAPF, INC.1+ years Service code 13 400 HOLIDAY DR STE 102 · PITTSBURGH, PA 15220 | Contract Administrator | $16,599 |
SMITH LEWIS CHESS & COMPANY LLP1+ years Service code 10 670 CHERRY TREE LANE · UNIONTOWN, PA 15401 | Accounting | $9,750 |
GLOBAL RETIREMENT PARTNERS LLC1+ years Service code 27 4340 REDWOOD HWY STE B60 · SAN RAFAEL, CA 94903 | Advisory (Plan) | $9,354 |
2 funds of $250K or more; 13 lines in all, holding $937K of the plan's $944K. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Putnam Retirement Advantage, mutual fund, 76% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Putnam Retirement Advantage Franklin Templeton · Mutual fund Target-date, 5 vintages | $713K | 76.2% |
| Putnam Retirement Advantage Trst Mat X Franklin Templeton · Mutual fund | $194K | 20.7% |
| Empower Forfeitures/unallocated funds/Plan Expense Empower · Mutual fund Recordkeeper's own fund | $7K | 0.8% |
| Empower Key Guaranteed Portfolio Fund Empower · Insurance contract Recordkeeper's own fund | $6K | 0.7% |
| Pgim High Yield Fund Class R6 Prudential (PGIM) · Mutual fund | $4K | 0.5% |
| Vanguard Small-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $3K | 0.3% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $3K | 0.3% |
| Schwab S&P 500 Index Fund Charles Schwab · Mutual fund Index | $2K | 0.2% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $1K | 0.1% |
| JPMorgan Core Plus Bond Fund Class R6 JPMorgan · Mutual fund | $1K | 0.1% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.