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| Provider | Service type | Compensation |
|---|---|---|
Filed as: AMERIPRISE FINANCIAL SERVICES. Service code 27 · EIN 41-0973005 | Advisory (Plan) | $9,883 |
THE VANGUARD GROUP, INC.3 years Service code 15 · EIN 23-1945930 | Recordkeeping | $4,339 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,548 | $102,422-61.4% | $147,117-73.1% | $80,959-51.2% |
| Participation rate | 89.6% | 75.9%+13.7pp | 82.2%+7.4pp | 67.7%+21.9pp |
| Annual return | 17.30% | 135.16%-117.9pp | 420.54%-403.2pp | 35.67%-18.4pp |
| Employer contribution / active EE | $4,659 | $3,717+25.3% | $4,932-5.5% | $2,757+69.0% |
| Participant deferral / active EE | $11,160 | $6,652+67.8% | $8,065+38.4% | $4,300+159.5% |
| Admin fee / account holder | $98 | $7,953-98.8% | $12,993-99.2% | $6,925-98.6% |